Wednesday, 21 September 2016

Standardization and Simplification of Procedures for Transmission of Securities



Securities and Exchange Board of India issued a circular dated 15 September, 2016 to Standardize and Simplify the Procedures for Transmission of Securities with a view to make the process more efficient and investor friendly.

SEBI has issued this circular to clarify the points mentioned in Clause 2 of the Annexure A namely Documentary requirement for securities held in physical mode. As per the directions of the SEBI all the stock exchanges and the depositors are requested to comply with the same at the earliest and not later than 45 days from the date of issue of the circular.

The objective of the clarification is to protect the interests of investors in securities and to promote the development of, and to regulate the securities markets and clarify the investor complaints.

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